Parque Novo Santo Amaro V

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Parque Novo Santo Amaro V

Mismatches Location Segregation Services Cultural suitability Diversity Vulnerable groups Climate change
Urban Design Modelos De Ciudad Urban fabrics Services and infrastructure Environments Quality Liveability Inclusion Equity
Promotion and production Public promotion Favelas/Slums
Ownership and tenure Ownership

Main objectives of the project

São Paulo's housing initiative in Santo Amaro stands as a testament to conscientious urban planning, prioritizing the needs of marginalized communities while preserving their social fabric. By strategically integrating social housing within existing settlements and leveraging environmental considerations, the project mitigated risks of displacement and fragmentation. Through thoughtful interventions like reclaiming green areas and improving water management, the initiative not only provided homes but also fostered a sense of belonging and sustainability within the community.

Date

  • 2012: Construction

Stakeholders

  • Promotor: City of São Paulo
  • Constructor: Mananciais Consortium
  • Architect: Vigliecca & Associados

Location

Continent: South America
Country/Region: Brazil, São Paulo

Description

This initiative took place within Santo Amaro, one of the informal settlements situated on the southern outskirts of São Paulo. Public transportation options within the neighborhood are limited, often resulting in a two-hour commute to downtown. Furthermore, essential infrastructure such as educational and recreational facilities is lacking, contributing to diminished productivity and prosperity within the community. Covering 13 acres, the intervention site lies within a special social interest area (ZEIS 1), also designated as an environmental protection area due to its proximity to the Guarapiranga reservoir.

Established in 2001, the ZEIS category encompasses four types of areas: slums requiring physical upgrades, slums situated in environmentally sensitive zones, undeveloped peripheral regions, and abandoned neighborhoods in the city center. The updated São Paulo master plan designates an additional 13 square miles as new ZEIS areas, aiming to foster social interest housing development while identifying areas with low population density and adequate access to public services.

Initiated by the municipal government of São Paulo and overseen by the Housing Department, the project's primary objective was to relocate 200 families living along the banks of the Guarapiranga reservoir, vulnerable to natural disasters. To prevent gentrification and internal displacements, the project was strategically developed within the existing community area, considering water and environmental management aspects.

Collaborating with the state government, the municipal administration facilitated the expropriation of homes belonging to the 200 families. During the construction phase of their new homes, these families were temporarily relocated to subsidized rentals nearby. Upon project completion, each family was allocated a residential unit. However, as the land is city-owned, families do not possess ownership rights to their apartments initially. Instead, they pay a monthly occupancy permit fee until the land titling process is finalized, enabling residents to purchase their homes with state subsidies.

The total project cost in 2009 amounted to approximately USD 6 million, with an average unit cost of around USD 30,000. Rather than imposing a new urban reality, the project focused on thoughtful interventions in the existing urban landscape, leveraging its inherent resources. A linear park, serving as the project's focal point, reclaimed green areas lost during informal settlement development. Community amenities, such as children's parks, skating rinks, soccer fields, and schools, were strategically integrated along the park, promoting resident engagement and neighborhood cohesion.

Prior to the project, children had to navigate a contaminated stream to reach school. As part of the intervention, the stream was diverted underground, and water mirrors were created to preserve residents' environmental connection. Today, the area sources water from various rehabilitated outlets.

Comprising buildings ranging from five to seven stories, the 200 residential units offer diverse layouts, including options for individuals with disabilities. The design prioritizes pedestrian-friendly features, accommodating non-residents who utilize the walkways.

The overarching goal of the project was to enhance living standards and foster prosperity within the vulnerable Santo Amaro community. By delivering formal housing infrastructure and comprehensive services, the project facilitates daily life for residents and cultivates a sense of belonging among families. Moreover, by relocating families susceptible to natural disasters, the project mitigated the risk of community displacement and fragmentation.

Furthermore, the project successfully integrated building design with the surrounding landscape, addressing structural challenges such as water management. Plentiful high-quality public spaces, accessible not only to residents but also to the broader neighborhood, were incorporated. Given the precarious conditions of informal communities in Latin America, social housing initiatives should be accompanied by comprehensive social programs, empowering communities to manage and care for their habitats while fostering development and ownership.

Pedregulho Housing Complex Restoration

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Pedregulho Housing Complex Restoration

Mismatches Security Functional adequacy Services Cultural suitability Vulnerable groups
Policies and regulations National policies Local policies
Urban Design Services and infrastructure Quality Liveability Regulación Técnica Participatory processes
Promotion and production Public promotion Self-management
Ownership and tenure Protection of social housing

Main objectives of the project

The restoration of the Pedregulho Housing Complex exemplifies the power of community involvement and strategic planning in revitalizing historic architectural landmarks. Led by the Pedregulho Neighbors Association and architect Alfredo Britto, the project addressed decades of neglect and deterioration, guided by a comprehensive restoration plan. By balancing the preservation of architectural character with contemporary demands, such as parking and security, the project not only restored Pedregulho to its former glory but also empowered residents to take ownership of their living environment. This successful restoration effort stands as a testament to the importance of community engagement in preserving cultural heritage for future generations.

Date

  • 2010: Construction
  • 2004: Implementation

Stakeholders

  • Pedregulho Neighbors Association
  • Architect: Alfredo Britto
  • Promotor: Companhia Estadual de Habitação do Rio de Janeiro

Location

Continent: South America
City: Rio de Janeiro
Country/Region: Brazil, Rio de Janeiro

Description

Constructed between 1946 and 1948 in São Cristóvão, a neighborhood north of Rio de Janeiro, the Pedregulho Housing Complex provided 522 units for low-income municipal employees, featuring a comprehensive range of facilities and social services. Designed by architect Affonso Eduardo Reidy, the complex adhered to urban principles outlined by the International Congress of Modern Architecture (CIAM), complemented by landscape design from renowned architect Burle Marx. Despite being a prominent example of modern Brazilian architecture, Pedregulho was part of a larger initiative by the Rio de Janeiro Department of People’s Housing, inspired by post-World War II British city reconstruction efforts. Inaugurated in 1950, the complex initially served as a relocation site for residents of informal settlements. However, by the 1960s and 1970s, neglect, disorderly occupation, and wear and tear led to its decline. Although recognized as a cultural monument in 1986, Pedregulho received minimal investment until 2002 when residents initiated a renovation campaign.

Led by the Pedregulho Neighbors Association and architect Alfredo Britto, the renovation efforts began in 2004 with the introduction of a Strategic Restoration Plan. TThe strategic guidelines encompassed several key aspects: maintaining the complex's architectural and urban character, adhering to its original intentions while restoring functionality, preserving existing materials and characteristics if compatible with proposed uses and restoration costs, and addressing contemporary demands and needs without compromising overarching restoration criteria. These contemporary demands include provisions for parking, television antennas, outdoor clotheslines, housing complex security, and garbage collection.

Restoration work commenced in 2010, addressing technical, social, and financial challenges, including residents' continued occupancy during renovation. To foster community involvement, job opportunities were provided to residents, with association leaders mediating between technical and resident concerns. Social workers facilitated ongoing dialogue and highlighted the complex's cultural value.

The restoration of Pedregulho reflects the broader need to revitalize existing housing complexes facing qualitative deficits over time. Community involvement was integral to the project's success, preventing unwanted gentrification and ensuring the active participation of original residents. A permanent maintenance committee further sustains resident engagement, underscoring their commitment to preserving their homes for the future.

Bilbao-Bolueta regeneration

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Bilbao-Bolueta regeneration

Mismatches Location Financing Functional adequacy Services Cultural suitability Diversity Climate change
Policies and regulations Local policies Land Building capacity Planning
Financing Public funding Land Based Finance
Promotion and production Public promotion Innovation Technology

Main objectives of the project

The urban regeneration initiative in Bolueta, spearheaded by VISESA and leveraging the natural landscape along the river, demonstrates a strategic approach to reclaiming degraded land for societal benefit. Through a blend of protected housing development and soil remediation, the project not only addresses housing needs but also fosters citizen engagement in decision-making, contributing to social cohesion and environmental sustainability. In fact, the social housing building is, today, the highest passivhouse in the world. Bolueta serves as a model for Bilbao's broader transformation strategy, exemplifying the city's shift from industrial decline to innovative urban development.

Date

  • 2018: Construction

Stakeholders

  • Constructor: Construcciones Sukia Eraikuntzak
  • Architect: German Velázquez
  • Promotor: VISESA

Location

Continent: Europe
City: Bilbao
Country/Region: Bilbao, Spain

Description

Bolueta, although well-connected to Bilbao, Spain, has long suffered from environmental degradation and neglect. The intervention in Bolueta represents a strategic urban regeneration effort aimed at reclaiming contaminated industrial land for the benefit of society. This operation combines the development of protected housing with soil remediation, presenting an opportunity to adapt existing residential and economic facilities while promoting citizen participation in decision-making.

The entity tasked with implementing and constructing the new public housing developments is VISESA, a public company under the Basque Government responsible for housing policy development. Established in 1992, VISESA has constructed 15,283 homes in the Basque Country, managing land and promoting sustainable social housing in line with Basque housing law. VISESA actively engages in urban renewal and housing rehabilitation to enhance accessibility and improve quality of life while promoting sustainable territorial development.

The solution proposes integrating Bolueta into Bilbao's urban, social, and environmental fabric, leveraging the river as a central element for natural landscape preservation and enhancement. The renovated space supports a social public housing program, with 608 out of 1100 homes designated as social public housing to address housing needs and contribute to social cohesion. The public housing project prioritizes energy efficiency, acoustic and thermal comfort, indoor air quality, and the use of natural and healthy building materials.

The primary positive impact on the community is the provision of 1100 new homes, including 608 social public housing units to address housing accessibility challenges. This development is the tallest passive house building in the world. The residential development has also created public spaces enriched with interconnected amenities, with 25,386.38m2 of pedestrian areas along the riverside promenade. The design improvements enhance accessibility, mobility, comfort, air quality, flood risk management, urban complexity, social cohesion, efficiency of urban services, green spaces, and biodiversity.

The social public housing units meet the Passive House quality standard, making them the highest certified buildings globally, recognized at the 22nd International Passive House Conference in 2018. The project's success has attracted national and international interest, with visits from delegations from countries such as India, Canada, and Colombia, as well as 800 professionals visiting nationally to learn from the Bolueta experience.

Bolueta exemplifies Bilbao's ongoing transformation. Once a city in decline in the 1980s, Bilbao's soil strategy has converted former industrial land into public space for top-tier services and social housing projects. Bilbao, rather than developing new costly developments is changing all the Nervion River bank to transform its city. With the surplus of transforming industrial land into new uses, they manage to invest in public housing or key infrastructure that the city need. This scheme has been worldwide recognized as a success.

Housing For The Fishermen Of Tyre, Beirut

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Housing For The Fishermen Of Tyre, Beirut

Mismatches Location Cultural suitability Diversity Vulnerable groups
Urban Design Quality Liveability Inclusion Equity
Promotion and production Cooperatives
Ownership and tenure Shared ownership

Main objectives of the project

In response to economic, social and cultural challenges of Tyre’s access to housing, the Al Baqaa Housing Cooperative was formed by fishermen, who secured land outside the city center with the help of the Greek Orthodox Church. Collaborating with architect Hashim Sarkis, they developed a housing project tailored to their needs, emphasizing equality among units and providing private outdoor spaces for all residents.

Date

  • 2008: Construction

Stakeholders

  • Architect: Hashim Sarkis
  • Promotor: Al Baqaa Housing Cooperative
  • Association for the Development of Rural Areas in Southern Lebanon (ADR)

Location

Continent: Asia
Country/Region: Lebanon, Tyre

Description

Tyre, an ancient coastal city situated south of Beirut, has grappled with maintaining its infrastructure amidst persistent chaos and conflict. Among the hardest-hit are the local fishermen, who have faced significant challenges due to the ongoing conflict with Israel, preventing them from engaging in deep-sea fishing. Despite being added to the UNESCO World Heritage List in 1984 during the Lebanese Civil War, the city faced new regulations on coastal construction, leading to overcrowded and unsanitary living conditions for the fishermen.

In response to these challenges, the fishermen established the Al Baqaa Housing Cooperative and secured a parcel of land outside the historic city center through a donation from the Greek Orthodox Church. Collaborating with architect Hashim Sarkis, they developed a housing project tailored to their needs.

Given the unpredictable context and the distance from Tyre's residential neighborhoods, the housing complex's design incorporates a prominent building along the site perimeter. This building not only serves as a boundary but also organizes the surrounding streets and lots, creating internal roads and open spaces. Pedestrian circulation is facilitated through openings in the linear mass, creating variations in building volumes that blend with the surroundings.

The fishermen's primary concern was equality among units, particularly in terms of views and outdoor spaces. Consequently, the units were designed differently based on their location. The project comprises 80 two-bedroom units, each with approximately 925 sq. ft. of interior space and half that in private outdoor areas, organized into three types of housing blocks or clusters.

A defining feature of the project is the central open space, characterized by a rectilinear spiral arrangement of buildings surrounding it. This space includes paved areas, a shared water tank, and planted gardens, with trees marking entrance paths between buildings, enhancing the connection between the central space and external streets.

In a decade-long collaboration with the cooperative, Sarkis developed a modern housing system that accommodates the fishermen's needs and budget while fostering a sense of community. Through thoughtful architecture, landscaping, and urban planning, the project exemplifies the transformative potential of design in mitigating conflict while honoring community values.

Kampung Susun Produktif Tumbuh Cakung, Jakarta

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Kampung Susun Produktif Tumbuh Cakung, Jakarta

Mismatches Location Security Functional adequacy Services Vulnerable groups Climate change
Policies and regulations Regulation Participatory processes
Urban Design Services and infrastructure Environments Quality Liveability Inclusion Equity Participatory processes
Ownership and tenure Shared ownership

Main objectives of the project

In response to Jakarta's sinking crisis, Bukit Duri residents faced eviction in 2016. Deemed illegal, this sparked a movement led by Ciliwung Merdeka, empowering residents to demand their rights. The result? Kampung Susun—a cooperative where former residents manage their space, integrating living and economic activities, defying traditional public housing norms, and fostering community resilience and cohesion.

Date

  • 2020: Construction

Stakeholders

  • Constructor: PT. Jaya Konstruksi Manggala Pratama Tbk.
  • Architect: STUDIO AKANOMA
  • Promotor: Jakarta City Hall
  • Promotor: Ciliwung Merdeka

Location

Continent: Asia
Country/Region: Indonesia, Jakarta

Description

Jakarta is confronted with a significant threat: the city is sinking, resulting in more frequent floods and substantial portions of the city being submerged. The most vulnerable communities are bearing the brunt of this issue. In 2016, seventy families in Bukit Duri, Jakarta, were forcibly removed from their homes as part of efforts to address the city’s chronic flooding problems. However, the eviction was subsequently deemed illegal. In 2017, the State Administrative Court ruled that the eviction lacked legal justification and that the residents were entitled to compensation. Volunteers from the organization Ciliwung Merdeka collaborated with the residents, spanning from children to adults, to empower the community through various programs aimed at fostering solidarity and self-reliance. These initiatives encompassed educational programs for children, public health education, waste management, economic empowerment, art and culture education, disaster response and mitigation, as well as spatial planning and architecture. Additionally, they collectively advocated for government recognition that impoverished citizens deserved adequate living conditions and demonstrated that viable alternatives to eviction existed.

One such alternative materialized in the form of the Kampung Susun new residence and cooperative, where residents themselves assume responsibility for the neighborhood's upkeep. Tenants are not required to pay rent but are obligated to contribute a maintenance fee to the cooperative, which also has the capacity to provide residents with business capital. The design process began with identifying spaces tailored to the economic development needs of former Kampung Bukit Duri residents, the majority of whom are engaged in the informal business sector and own small enterprises. The design concept emulates the urban settlement model, featuring small houses with dedicated economic spaces, giving rise to the term "kampung susun." Notably, Kampung Susun stands out from Jakarta's conventional public housing projects, known as rusunawa, which typically lack provisions for business activities. Each residential unit in Kampung Susun encompasses both living and economic spaces, with communal areas on the ground floor enabling residents to engage in commerce. Additionally, residents have the opportunity to expand their living quarters vertically, facilitated by a mezzanine level within each unit.

Measuring 36 m2 in total, with 21 m2 designated for private use and 15 m2 allocated for business or workspace, each residential unit is designed to accommodate growth. This innovative approach to urban settlement, known as Kampung Susun Produktif Tumbuh, or growing, productive stacked kampong, addresses the challenges of densely populated urban environments and the limitations of traditional housing construction. Beyond serving as mere dwellings, Kampung Susun fosters a sense of community where residents can engage in economic activities and foster friendly interactions, recognizing the distinct characteristics of urban settlement inhabitants compared to those residing in the outskirts of the city.

The case is undoubtedly a resilient solution to an unprecedented climate problem. Bottom-up and from the community, it solves a huge challenge of obtaining public housing in an adverse context, promoting the productive economy of its residents.

Habitatge Metròpolis (HMB), Barcelona

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Habitatge Metròpolis (HMB), Barcelona

Policies and regulations Local policies Global frameworks Governance Public-private initiatives
Financing Public funding Public-private collaboration
Promotion and production Public-private partnerships
Ownership and tenure Protection of social housing Public-private partnerships

Main objectives of the project

Habitatge Metròplis is the metropolitan operator for the promotion of public housing. A mixed public-private company that seeks to build social housing in a profitable way for the private company. Its greatest advantages are 1) the innovative governance it assumes and 2) its metropolitan dimension.

Date

  • 2019: Implementation

Stakeholders

  • Promotor: Barcelona City Council
  • Promotor: Metropolitan Area of Barcleona (AMB)
  • Promotor: Neinor Homes, S.A

Location

Continent: Europe
City: Barcelona
Country/Region: Barcelona, Spain

Description

Barcelona is facing the biggest housing crisis in recent years. In the capital and its metropolitan area, rents are much higher than in the rest of the country. This is causing applications for social housing to skyrocket. Despite this, the number of social housing units in Barcelona is well below the European average and is falling. This is due to the fact that for years, social housing was under ownership regime. That is, after a few years it ceases to be protected and goes to the free market. Thus, there is a need to build social housing quickly and in large quantities.

Unfortunately, the administration alone could not cope with the great demand. That is why they have decided to promote a metropolitan operator. That is to say, they have created a mixed company, between the public and private sectors, to promote social housing for the metropolitan area of Barcelona. The goal is to build 4500 homes in 6 years, 50% within the city of Barcelona and 50% in the metropolitan area. The shareholders of the company are the AMB (25%), the Barcelona City Council (25%), the company NICRENT Residencial (50%), of which Neinor Homes, S.A. and CEVASA are 50% shareholders. The balance between public and private partners and the relationship of equality, co-responsibility and long-term trust is the basis for sharing investment efforts, risks, costs and benefits. This formula guarantees the social goals of the project and its economic success, taking into account the technical capabilities and economic solvency of the participating partners.

Unlike in the past, all the housing will be for subsidized rental at below-market prices and will always be publicly owned. In this way, the land will remain under social housing protection, despite the passage of time. With regard to construction, the operator must guarantee environmental quality and sustainability with energy saving criteria and promote accessibility and architectural quality.

It is the first company of its kind to have a metropolitan dimension in Spain. In fact, Spain has a high deficit of metropolitan housing policies. A study has detected 384 institutions operating in Spain's metropolitan environments. Of these, only about 30 deal directly or indirectly with the issue of housing, despite being one of the main problems of Spanish cities (1). Thus, the operator is innovative because it assumes, for the first time, that housing does not have a municipal dimension, but goes beyond its limits. In this way, its metropolitan approach is vital for developing a joint housing policy among the 36 municipalities that make up the Metropolitan Area of Barcelona.

(1) To see more into: Tomàs, M. (2023). Metrópolis sin gobierno. La anomalía española en Europa. Ed. Tirant lo Blanch.

Links

Las Carolinas-Entrepatios, Madrid

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Las Carolinas-Entrepatios, Madrid

Mismatches Location Price Functional adequacy Services Diversity New family structures
Urban Design Modelos De Ciudad Environments Quality Liveability Inclusion Participatory processes
Promotion and production Private promotion Materials Self-management Self-promotion Cooperatives
Ownership and tenure Shared ownership

Main objectives of the project

Las Carolinas-Entrepatios is the first ecological building with right of use in Spain that has been built between the centre of Madrid and the suburbs. It is a cohousing project, which means that it is the neighbours, members of the cooperative, who, through a participatory decision-making process, have decided on everything from the ecological materials to be used in the construction of the building to what part of the budget will be allocated to the insulation of the building and the type of air conditioning, among other things. Communal spaces make up 15% of the building: a communal courtyard; a room that serves as a children’s play area and as a space for weekly food distribution; a garage with mainly bicycles; a room dedicated to housing a large cistern where rainwater is collected, treated and used for toilets and gardening, by drip; a workshop room where neighbours work with their hands; a communal laundry; and a rooftop dedicated to adult leisure. The child population accounts for almost half of the total, some twenty children between the ages of two and twelve. Las Carolinas cooperative is made up of the fifty-three people who live in its seventeen dwellings. Depending on the size of their dwelling, they have paid between 40,000 and 50,000 euros as a down payment, an amount that will be returned if they leave the cooperative and replaced by those who move in. The ownership of the building remains in the hands of the cooperative and its members use the homes, but never own them.

Date

  • 2020: Construction
  • 2016: En proceso

Stakeholders

  • Promotor: Entrepatios
  • Architect: Lógica’Eco
  • Architect: TécnicaEco
  • Architect: sAtt

Location

Continent: Europe
City: Madrid
Country/Region: Madrid, Spain

Description

A few meters from the Manzanares River, in the neighborhood of Carolinas, in Orcasur (Usera), stands the first right-to-use collaborative housing building in the city of Madrid. This project, focused on environmental and community sustainability, has been conceived as a building with its own energy production and a very low energy demand, housing a community based on mutual support. The Las Carolinas development consists of 17 homes, inhabited by 32 adults and 20 children.

Usera, where this innovative building is located, is a peripheral municipality of Madrid that has faced social challenges, including difficulties of access to housing. Emerging from an active neighborhood movement, this project represents a radical, anti-speculative and accessible solution that integrates with the local community. In contrast to the dynamics of marginalization and privatization that have affected the neighborhood, the Entrepatios initiative aims to create inclusive spaces that strengthen the community fabric.
The system used involves a group of people forming a cooperative, which acquires the land and constructs the building. However, the residents do not own the land; instead, they only have the right to use the building as part of the cooperative. This approach prioritizes the use value of the building over land value speculation, offering a solution against gentrification and dispossession.

Since the acquisition of the site in 2016, the cooperative has navigated various forms of participation in the management of the process, with the collaboration of Lógica'Eco for technical aspects and the architectural design by the sAtt studio and TécnicaEco. Funding came from ethical banking and donations. The building, located on an elongated south-facing site, consists of 17 apartments with access through an outdoor corrala, which serves as a circulation and meeting space. Common spaces include first floor and attic space for various community activities, as well as a small workshop in the basement and a common laundry room.

In keeping with its commitment to climate change mitigation and resident comfort, the building prioritizes energy efficiency and comfort, especially in summer, through quality insulation and renewable energy generation. The garden is drip-fed, a rainwater cistern is provided for water savings, and the materials used prevent the release of volatile organic materials. A wooden structure is used. In order to have clean air, we will have a double-flow controlled mechanical ventilation system, which will prevent pollutants from entering from the outside thanks to a filter. This initiative seeks to reduce energy demand and promote a more sustainable lifestyle in a city increasingly affected by heat. The project has been certified with ECOMETRO and has been designed with high energy efficiency standards, incorporating renewable technologies such as solar panels on the roof.

The Entrepatios building is proof of the possibility of housing that is free from speculation, resilient to climate change, and fosters cooperative and communal living in a vulnerable neighborhood of a large metropolis.

Sitio Libis, Metro Manila

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Sitio Libis, Metro Manila

Mismatches Location Vulnerable groups Climate change
Policies and regulations Local policies Governance
Urban Design Liveability Inclusion Participatory processes
Promotion and production Public-private partnerships Self-promotion Progressive housing Favelas/Slums
Ownership and tenure Property registry Land ownership

Main objectives of the project

Sitio Libis residents, threatened with eviction, engaged in a saving strategy with HPFPI's assistance to secure land tenure. They navigated government programs and partnered with TAMPEI for a negotiated re-blocking project, alleviating challenges like flooding and narrow streets. This case underscores the transformative potential of community-led initiatives bolstered by NGO and government collaboration in addressing social and environmental issues.

Date

  • 2019: Construction

Stakeholders

  • Architect: TAMPEI
  • HPFPI

Location

Continent: Asia
Country/Region: Philippines, Quezon City [Manila]

Description

For decades, the inhabitants of Sitio Libis dwelled informally on privately-owned land, lacking legal entitlement and facing constant eviction threats. In 2010, the landowner, a bank, issued a one-year ultimatum: purchase the land for 30 million Philippine pesos or face eviction. Fearing displacement, residents sought assistance from local authorities and contacted various organizations for help. The Homeless People's Federation of the Philippines (HPFPI) was the sole responder, offering a savings strategy to secure tenure.

Initially hesitant, the community eventually embraced collective saving as the optimal path to secure their tenure. With 1.5 million pesos saved, they approached "Homeless" (the federation) for an additional 1.5 million loan, enabling them to make the full 10% down payment on the land. This paved the way for the government's Community Mortgage Program (CMP), facilitating the land transfer to the community association, with the government covering the remaining balance under the CMP.

With secure tenure achieved, the community engaged in negotiations with the government to address settlement conditions. They faced acute shocks like perennial flooding, partly attributed to man-made factors such as factory interventions obstructing drainage channels. Additionally, tangled electrical wiring posed fire risks, compounded by narrow streets hindering emergency services' access. With newfound tenure rights, the community compelled government action.

To address these challenges, they initiated a reblocking project with TAMPEI's assistance, involving a comprehensive management plan. This included drainage improvement, solid waste management, road widening, and home upgrades. Negotiating the reblocking process, the community managed to minimize relocations and disruptions. It was a slow start, given regulatory road width requirements, but eventual amendments allowed for progress, supported by a 15 million peso grant from the National Government.

The re-blocking initiative necessitated the modification of houses to accommodate road widening, a process negotiated and overseen by the community to minimize displacement and disturbance. Initial progress was sluggish due to regulations mandating six-meter-wide access roads, significantly impacting housing space. Eventually, the city government relented, reducing the road width requirement to four meters, contingent on the installation of fire hydrants at strategic points, a process requiring four years for legal amendment.

It was another three years before the re-blocking endeavor commenced, aided by 15 million pesos secured from the National Government through HPFPI and TAMPEI support. This funding facilitated the relocation of displaced residents. Community members collaborated to ensure housing for all, exemplified by instances where homeowners sacrificed parts of their own homes to accommodate those in need or those whose houses were teared down because of the redesign of roads. The re-blocking efforts also encompassed improvements in drainage and electrical wiring to mitigate flooding and fire hazards.

The reblocking project exemplifies how community-led initiatives can drive positive transformation. However, it underscores the necessity of external support for significant change in low-income communities. In Sitio Libis, the collaborative efforts of NGOs, government entities, and the private sector were instrumental in facilitating positive community outcomes. While the community demonstrated self-mobilization in addressing natural and social challenges, their success was augmented by leveraging available support systems and programs provided by governmental and civil society organizations.

Revolutionary Planning: The Mukuru Special Planning Area, Nairobi

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Revolutionary Planning: The Mukuru Special Planning Area, Nairobi

Mismatches Functional adequacy Services Diversity Vulnerable groups
Policies and regulations Local policies Regulation Planning Public-private initiatives Participatory processes
Urban Design Inclusion Segregation Public-private initiative Participatory processes
Promotion and production Favelas/Slums

Main objectives of the project

Muungano wa Wanavijiji, a grassroots movement born in Nairobi during the 1990s, embarked on its inaugural slum upgrading initiative in 2003, providing affordable single-room units adaptable for future expansion in Mukuru. Despite commendable progress, doubts persist regarding the scalability of such initiatives to address Kenya's extensive slum population. The designation of Mukuru slums as a Special Planning Area (SPA) by the Nairobi City County Government in August 2017 signifies a pivotal shift. The instrument presented an opportunity to enhance government-led planning, with the aim of integrating Mukuru's development into the city's overarching 20-year vision, potentially laying the groundwork for sustainable urban growth. A pilot project of how to integrate the slums, secure tenure and build a cohesive city.

Date

  • 2017: Implementation

Stakeholders

  • Promotor: Muungano wa Wanavijiji
  • Nairobi City Hall
  • Akiba Mashinani Trust (AMT)
  • SDI Kenya
  • Kenya Medical Association
  • Pandya & Poonawala advocates
  • Sullivan & Cromwell LLC
  • Caritas Switzerland
  • Strathmore University Business School
  • University of California, Berkeley

Location

Country/Region: Kenya, Nairobi

Description

Muungano wa Wanavijiji, a movement formed in Nairobi during the 1990s in response to widespread evictions in informal settlements, federated with the global SDI network in 2001. By 2003, Muungano constructed its initial slum upgrading houses: 34 single-room units, each spanning 16 square meters, matching existing informal structures. Priced at $1,000 per unit, owners could incrementally expand them into two-bedroom apartments. While seen as a milestone in affordable, in situ slum upgrading, questions lingered about its applicability to Kenya's 5 million slum residents. Even after a decade and 10,000 homes, scaling remains a challenge. For this reason, they fought for a change in legislation and planning, to secure support for the upgrading.

On August 11, 2017, Kenya's official journal, the Kenya Gazette, declared 550 acres (occupied by Mukuru slums) as a Special Planning Area (SPA), aiming to develop a participatory physical development plan. Mukuru houses 100,000 households and businesses, requiring complex planning due to contested land ownership and informal service delivery systems. Unlike typical international agency-driven interventions, the Mukuru SPA is led by the Nairobi city government, signaling a statutory commitment to the project without mentioning "slum" or related terms. It aligns with the city's 20-year vision, integrating into the City Integrated Development Plan. Muungano sees this as a chance to establish institutional infrastructure for inclusive slum upgrading at city scale.

The planning process for Mukuru's slum upgrade, running until August 2019, adopts a holistic approach involving county departments and non-state actors, reconfiguring traditional planning. Thirty-seven organizations commit to the plan's development, pooling diverse resources toward common objectives. Notably, private sector involvement is unprecedented, with firms like the Kenya Medical Association leading health services planning. Academia, represented by institutions like Strathmore University and the University of Nairobi, plays a significant role in leading various consortia. Legal expertise from global and local firms addresses land and legal issues. This multi-sectoral approach aims for meaningful community engagement and sustainable development in Mukuru, structured through eight consortiums.

Muungano's participation in the planning process is largely self-financed. It is done thanks to the consortium of Community. They established women-led community savings groups for organizing, learning, and gender-focused upgrading. Household-level slum enumerations, carried out by these groups, foster consensus-building and provide vital data for interventions. Muungano's project financing relies on community savings groups, leveraging resources, sometimes at high ratios, to secure development finance. They aim to expand the number of savings groups from 53 to 330 by the SPA's end in 2019.

The shift from viewing slum improvement as solely a concern for slum dwellers to a citywide challenge is significant. The SPA demonstrates a multidisciplinary and multi-sectoral approach, reframing challenges as issues for the entire city. It fosters new understandings and innovations, mobilizing social, political, and economic resources from various sectors to address the city's challenges collectively, leveraging political opportunities such as constitutional changes and county creation. Research, including community-collected data, frames the problem as solvable through collective effort.

Family Housing Expansion Project (Minneapolis)

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Family Housing Expansion Project (Minneapolis)

Mismatches Price Diversity Vulnerable groups
Policies and regulations Local policies Planning
Urban Design Environments Quality Liveability Inclusion
Promotion and production Public promotion

Main objectives of the project

In 2021, the Minneapolis Public Housing Authority (MPHA) faced a substantial waitlist of more than 8,000 families seeking affordable housing. To meet the demand for two and three-bedroom units, MPHA launched the Family Housing Expansion Project. This initiative involves constructing 84 new deeply affordable housing units spread across residential neighborhoods in Minneapolis. The project capitalizes on the Minneapolis City Council's decision to eliminate single-family zoning, as outlined in the Minneapolis 2040 Comprehensive Plan. By replacing single-family or duplex homes, MPHA aims to bolster the supply of missing middle housing and affordable units, aligning with the goals of the Comprehensive Plan. The Family Housing Expansion Project utilizes modular construction techniques to build 16 small multifamily buildings. Each building comprises four to six two or three-bedroom units. Of these units, 64 are designated for households earning at or below 30 percent of the Area Median Income (AMI), while the remaining 20 units cater to residents with incomes up to 60 percent of AMI, helping to mitigate displacement. Completion of the buildings is anticipated by late summer 2023.

Date

  • 2023: Construction

Stakeholders

  • Promotor: Minneapolis Public Housing Authority (MPHA)
  • Architect: DJR
  • Constructor: Frerichs Construction
  • Constructor: RISE Modular

Location

Continent: North America
Country/Region: Minneapolis [Saint Paul], United States of America

Description

Minneapolis has adopted a bold approach to realize its housing objectives under the Minneapolis 2040 plan, envisioning a city with increased affordability and density. An innovative measure taken involves the elimination of single-family zoning, creating opportunities for constructing new affordable housing in areas previously designated for single-family residences. However, the pressing need to address the lengthy waitlist for public or affordable housing prompted swift action. In response, the Family Housing Expansion Project was initiated.

The Minneapolis Public Housing Authority (MPHA) focused its strategy for this project on achieving efficiency and speed while adhering to stringent housing quality standards. To execute this strategy, MPHA collaborated with its procurement office to issue a two-part Request for Proposals (RFP) for both a project design team and a construction team.

Following the submission and evaluation of initial proposals, MPHA selected the three highest-ranking teams, encompassing both traditional and modular construction methods, to develop schematic designs and cost estimates. This process enabled a comparative analysis between modular and traditional construction methods, revealing that modular construction best aligned with the project's scattered-site approach and objectives.

Modular construction was projected to be 33 percent faster than traditional methods, minimizing disruptions for tenants. Additionally, it proved to be 13 to 22 percent less expensive and generated less waste. Given these advantages, MPHA chose a team comprising modular manufacturer RISE Modular, general contractor Frerichs Construction, and architecture and interior design firm DJR. Together, MPHA and its chosen team evaluated 22 potential sites throughout the city for new housing. Factors such as zoning constraints, parking availability, and suitability for modular construction were considered in selecting the most viable sites. Ultimately, 16 sites were chosen for the development of small apartment buildings featuring two or three-bedroom units.

Community engagement was a key aspect of the project, with MPHA actively involving neighborhood groups and residents in the design and construction processes. Meetings were held with residents impacted by the project, allowing them to provide feedback and select interior finishes for the units. Concerns raised by stakeholders, such as parking availability and the impact of construction on existing residents, were addressed by the project team. Measures were taken to maximize off-street parking and provide relocation benefits to temporarily displaced residents. Furthermore, existing tenants were assured the right to return to a new unit once completed.

Of the 84 units in the Family Housing Expansion Project, 16 will be accessible units, and 17 will cater to high-priority homelessness cases with services funded by Hennepin County. Long-term affordability will be ensured through project-based vouchers, with residents paying 30 percent of their incomes for the units.